SFC Licences of MORRISON Thomas James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | RE | 2 | 03 May 2022 | |
| ICAP Securities Hong Kong Limited | RE | 1 | 03 May 2022 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 21 April 2020 | 18 February 2022 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 21 April 2020 | 18 February 2022 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 02 March 2018 | 08 March 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 09 September 2013 | 01 September 2017 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 26 June 2012 | 01 September 2017 |