SFC Licences of COX Simon Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 29 April 2016 | 03 July 2017 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 29 April 2016 | 03 July 2017 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 29 April 2016 | 03 July 2017 |
UBS Securities Hong Kong Limited | RE | 6 | 28 June 2012 | 09 December 2015 |