SFC Licences of FOX Lisa Katherine
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RO | 1 | 07 March 2018 | 18 April 2019 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 27 April 2015 | 07 March 2018 |
| Japaninvest (Hong Kong) Limited | RO | 4 | 23 August 2012 | 19 August 2016 |