SFC Licences of WAKIMOTO Hiroyuki 脇本博之
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RE | 4 | 26 June 2023 | |
| Wells Fargo Securities Asia Limited | RE | 2 | 26 June 2023 | |
| Wells Fargo Securities Asia Limited | RE | 1 | 26 June 2023 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 07 December 2015 | 28 February 2017 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 03 July 2012 | 28 February 2017 |