SFC licenceholder AZV123 KAWAKITA Yasuhiko

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 29 September 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 14 November 2014 22 November 2014
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities) 09 July 2012 20 July 2012
Merrill Lynch Far East Limited RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 09 July 2012 20 July 2012