SFC Licences of KAWAKITA Yasuhiko
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 29 September 2017 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 29 September 2017 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 28 November 2014 | 27 May 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 28 November 2014 | 27 May 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 14 November 2014 | 22 November 2014 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 14 November 2014 | 22 November 2014 |
| Merrill Lynch Far East Limited | RE | 2 | 12 November 2012 | 12 September 2013 |
| Merrill Lynch Far East Limited | RE | 1 | 12 November 2012 | 12 September 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 12 November 2012 | 12 September 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 09 July 2012 | 20 July 2012 |
| Merrill Lynch Far East Limited | RE | 1 | 09 July 2012 | 20 July 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 July 2012 | 20 July 2012 |