SFC Licences of MA Buqing 馬步青

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 6 19 December 2016 09 February 2021
UBS Securities Hong Kong Limited RE 6 12 December 2014 18 December 2016
Merrill Lynch Far East Limited RE 1 30 July 2012 10 September 2014
Merrill Lynch Far East Limited RE 4 30 July 2012 10 September 2014
Merrill Lynch Far East Limited RE 6 30 July 2012 10 September 2014
Merrill Lynch (Asia Pacific) Limited RE 6 30 July 2012 10 September 2014
Merrill Lynch (Asia Pacific) Limited RE 4 30 July 2012 10 September 2014
Merrill Lynch (Asia Pacific) Limited RE 1 30 July 2012 10 September 2014