SFC Licences of MA Buqing 馬步青
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 09 February 2021 |
UBS Securities Hong Kong Limited | RE | 6 | 12 December 2014 | 18 December 2016 |
Merrill Lynch Far East Limited | RE | 1 | 30 July 2012 | 10 September 2014 |
Merrill Lynch Far East Limited | RE | 4 | 30 July 2012 | 10 September 2014 |
Merrill Lynch Far East Limited | RE | 6 | 30 July 2012 | 10 September 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 30 July 2012 | 10 September 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 30 July 2012 | 10 September 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 July 2012 | 10 September 2014 |