SFC Licences of LI Liwen 李立雯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 03 May 2021 25 June 2021
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 03 May 2021 25 June 2021
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 03 May 2021 25 June 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 28 November 2018 16 March 2020
Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 RE 6 28 November 2018 30 November 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 24 September 2018 16 March 2020
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RE 9 19 June 2017 01 June 2018
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RE 4 19 June 2017 01 June 2018
Shang International Finance Limited 尚融國際金融有限公司 RE 4 17 June 2014 16 July 2014
Shang International Finance Limited 尚融國際金融有限公司 RE 1 17 June 2014 16 July 2014
Shang International Finance Limited 尚融國際金融有限公司 RE 6 04 July 2012 16 July 2014