SFC Licences of LEE Yun Yun Vivien 李茵茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 9 | 13 April 2018 | |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 13 April 2018 | |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 26 March 2018 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 04 July 2013 | 28 October 2017 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 09 July 2012 | 07 May 2013 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 09 July 2012 | 07 May 2013 |