SFC Licences of MA Kin Kei, Kenneth 馬建基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 2 02 February 2021
UBS Securities Hong Kong Limited RE 1 02 February 2021
UBS Securities Asia Limited RE 2 02 February 2021
UBS Securities Asia Limited RE 1 05 December 2019
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 29 January 2016 22 October 2019
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 29 January 2016 22 October 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 12 July 2012 01 October 2013