SFC Licences of MA Kin Kei, Kenneth 馬建基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 2 | 02 February 2021 | |
UBS Securities Hong Kong Limited | RE | 1 | 02 February 2021 | |
UBS Securities Asia Limited | RE | 2 | 02 February 2021 | |
UBS Securities Asia Limited | RE | 1 | 05 December 2019 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 29 January 2016 | 22 October 2019 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 29 January 2016 | 22 October 2019 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 12 July 2012 | 01 October 2013 |