SFC Licences of KONG Xiangming 孔祥明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Righteous Capital Limited 正平資本有限公司 RO 9 03 March 2023
Righteous Capital Limited 正平資本有限公司 RO 4 03 March 2023
Righteous Capital Limited 正平資本有限公司 RO 1 03 March 2023
Righteous Capital Limited 正平資本有限公司 RE 9 24 July 2019 03 March 2023
Righteous Capital Limited 正平資本有限公司 RE 4 24 July 2019 03 March 2023
Zheng He Capital Management Limited 鄭和資本管理有限公司 RE 9 07 March 2017 03 April 2017
Zheng He Capital Management Limited 鄭和資本管理有限公司 RE 4 07 March 2017 03 April 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 28 November 2016 15 December 2016
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 09 July 2015 28 October 2016
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 09 July 2015 28 October 2016
CLSA Limited 中信里昂證券有限公司 RE 4 09 July 2015 28 October 2016
CLSA Limited 中信里昂證券有限公司 RE 1 09 July 2015 28 October 2016
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 11 July 2012 26 June 2015
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 11 July 2012 26 June 2015