SFC Licences of CAI Jingxing 蔡景行
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RO | 2 | 20 September 2021 | |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RO | 1 | 20 September 2021 | |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 26 June 2017 | 20 September 2021 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 26 June 2017 | 20 September 2021 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 23 October 2015 | 25 June 2017 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 23 October 2015 | 25 June 2017 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 12 July 2012 | 27 July 2015 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 12 July 2012 | 27 July 2015 |