SFC Licences of TO Lai Yee 杜麗儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 07 January 2015 | 26 June 2022 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 18 March 2013 | 26 June 2022 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 18 March 2013 | 26 June 2022 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 16 July 2012 | 01 November 2012 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 16 July 2012 | 01 November 2012 |