SFC Licences of GU Qianwen 顧倩文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 19 May 2014 | 28 February 2022 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 19 May 2014 | 28 February 2022 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 19 May 2014 | 28 February 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 16 July 2012 | 09 April 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 July 2012 | 09 April 2014 |