SFC Licences of ZHAO Tao 趙濤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
West Bull Securities Limited 西牛證券有限公司	RO	4	13 December 2021
West Bull Securities Limited 西牛證券有限公司	RO	1	13 December 2021
West Bull Securities Limited 西牛證券有限公司	RE	4	10 November 2021	13 December 2021
West Bull Securities Limited 西牛證券有限公司	RE	1	10 November 2021	13 December 2021
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RO	4	26 November 2020	10 May 2021
SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司	RE	6	19 November 2019	10 May 2021
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RE	4	11 December 2018	26 November 2020
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RO	1	11 April 2018	10 May 2021
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RE	1	31 August 2017	11 April 2018
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RO	1	22 November 2016	31 May 2017
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RO	1	22 November 2016	31 May 2017
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	6	30 May 2016	31 May 2017
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	1	30 May 2016	22 November 2016
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	30 May 2016	22 November 2016
Oriental Patron Securities Limited 東英亞洲證券有限公司	RE	1	31 December 2014	29 March 2016
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	18 July 2014	13 December 2014
Oriental Patron Securities Limited 東英亞洲證券有限公司	RE	1	24 July 2012	14 June 2014