SFC Licences of LI Zhan 李湛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CSII Capital Limited 川國投資本有限公司 | RO | 9 | 08 March 2023 | |
| CSII Capital Limited 川國投資本有限公司 | RO | 4 | 08 March 2023 | |
| China Vered Securities Limited 中薇證券有限公司 | RO | 4 | 13 September 2021 | 01 February 2023 |
| China Vered Securities Limited 中薇證券有限公司 | RO | 1 | 13 September 2021 | 01 February 2023 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 | RE | 9 | 20 March 2018 | 01 February 2023 |
| China Vered Securities Limited 中薇證券有限公司 | RE | 4 | 20 March 2018 | 13 September 2021 |
| China Vered Securities Limited 中薇證券有限公司 | RE | 1 | 13 March 2018 | 13 September 2021 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 08 July 2013 | 29 October 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 24 July 2012 | 13 September 2012 |