SFC Licences of ZHAO Yang 趙揚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 03 September 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 03 September 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 03 February 2015 30 April 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 17 July 2012 14 November 2014
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 17 July 2012 14 November 2014