SFC Licences of CHIANG Pei-Ju 蔣佩儒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 29 September 2020 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 28 October 2019 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 10 October 2019 | |
| Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 | RO | 1 | 17 April 2018 | 11 September 2019 |
| Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 | RE | 1 | 10 January 2018 | 17 April 2018 |
| Quam Securities Limited 華富建業證券有限公司 | RO | 1 | 16 November 2016 | 17 November 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RO | 2 | 19 January 2015 | 17 November 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 07 October 2013 | 16 November 2016 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 07 October 2013 | 19 January 2015 |
| R.J. O'Brien & Associates HK Limited | RE | 2 | 16 August 2012 | 10 September 2013 |