SFC Licences of ZHANG Yichen 張逸沉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 13 September 2022 | 30 November 2022 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 13 September 2022 | 30 November 2022 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 15 March 2016 | 16 April 2020 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 15 March 2016 | 16 April 2020 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 07 May 2014 | 27 October 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 07 May 2014 | 27 October 2015 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 07 August 2013 | 26 April 2014 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 27 July 2012 | 27 July 2013 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 27 July 2012 | 27 July 2013 |