SFC Licences of TAN Ye-Hui, James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tora Trading Services Limited | RE | 7 | 15 November 2022 | |
| Tora Trading Services Limited | RE | 2 | 15 November 2022 | |
| Tora Trading Services Limited | RE | 1 | 15 November 2022 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 25 March 2015 | 26 January 2021 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 15 August 2012 | 07 January 2013 |