SFC Licences of CAO Ye 曹野
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CPPIB PE Investments Asia Limited | RE | 1 | 22 March 2022 | 31 August 2023 |
CPPIB Asia Inc. | RE | 1 | 07 August 2019 | 22 March 2022 |
RRJ Management (HK) Limited | RE | 4 | 10 March 2015 | 20 June 2019 |
RRJ Management (HK) Limited | RE | 1 | 10 March 2015 | 20 June 2019 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 July 2012 | 01 October 2013 |
Merrill Lynch Far East Limited | RE | 6 | 30 July 2012 | 01 October 2013 |
Merrill Lynch Far East Limited | RE | 4 | 30 July 2012 | 01 October 2013 |
Merrill Lynch Far East Limited | RE | 1 | 30 July 2012 | 01 October 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 30 July 2012 | 01 October 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 30 July 2012 | 01 October 2013 |