SFC Licences of LEUNG Ting Ting Karen 梁婷婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CAIIS Limited | RE | 4 | 16 April 2014 | 18 July 2015 |
CAIIS Limited | RE | 1 | 16 April 2014 | 18 July 2015 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 02 July 2013 | 13 November 2013 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 26 July 2012 | 11 January 2013 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 26 July 2012 | 11 January 2013 |