SFC Licences of LEUNG Ting Ting Karen 梁婷婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CAIIS Limited RE 4 16 April 2014 18 July 2015
CAIIS Limited RE 1 16 April 2014 18 July 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 02 July 2013 13 November 2013
BOCI Securities Limited 中銀國際證券有限公司 RE 4 26 July 2012 11 January 2013
BOCI Securities Limited 中銀國際證券有限公司 RE 1 26 July 2012 11 January 2013