SFC Licences of CHEN Tao 陳韜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOSC International Securities Limited 上銀國際證券有限公司 RO 6 09 February 2023 17 August 2023
BOSC International Securities Limited 上銀國際證券有限公司 RO 4 09 February 2023 17 August 2023
BOSC International Securities Limited 上銀國際證券有限公司 RO 1 09 February 2023 17 August 2023
BOSC International Company Limited 上銀國際有限公司 RO 6 24 January 2020 17 May 2023
BOSC International Company Limited 上銀國際有限公司 RO 4 25 October 2018 17 May 2023
BOSC International Company Limited 上銀國際有限公司 RO 1 25 October 2018 17 May 2023
BOSC International Company Limited 上銀國際有限公司 RE 4 17 May 2017 25 October 2018
BOSC International Company Limited 上銀國際有限公司 RE 1 17 May 2017 25 October 2018
SPDB International Capital Limited 浦銀國際融資有限公司 RE 6 16 February 2017 02 May 2017
SPDB International Capital Limited 浦銀國際融資有限公司 RE 1 16 February 2017 02 May 2017
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 27 July 2012 03 February 2017
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 27 July 2012 03 February 2017