SFC Licences of TAKAHASHI Taichi 高橋太一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | 7 | 24 October 2017 | |
| UBS Securities Hong Kong Limited | RO | 2 | 21 August 2017 | |
| UBS Securities Hong Kong Limited | RO | 1 | 21 August 2017 | |
| UBS Securities Asia Limited | RO | 2 | 21 August 2017 | |
| UBS Securities Asia Limited | RO | 1 | 21 August 2017 | |
| UBS Securities Asia Limited | RE | 2 | 18 November 2013 | 21 August 2017 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 18 November 2013 | 18 July 2015 |
| UBS Securities Hong Kong Limited | RE | 1 | 18 November 2013 | 18 July 2015 |
| UBS Derivatives Hong Kong Limited | RO | 2 | 18 April 2013 | 18 November 2013 |
| UBS Securities Asia Limited | RO | 2 | 18 April 2013 | 18 November 2013 |
| UBS Securities Hong Kong Limited | RO | 1 | 18 April 2013 | 18 November 2013 |
| UBS Securities Asia Limited | RE | 1 | 17 August 2012 | 21 August 2017 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 17 August 2012 | 18 April 2013 |
| UBS Securities Asia Limited | RE | 2 | 17 August 2012 | 18 April 2013 |
| UBS Securities Hong Kong Limited | RE | 1 | 17 August 2012 | 18 April 2013 |