SFC Licences of JIANG Shan 江山
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 29 January 2019 | |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 29 January 2019 | |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 27 November 2018 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 15 May 2017 | 26 September 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 27 July 2015 | 29 October 2016 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 August 2012 | 15 May 2015 |