SFC Licences of TAM King Pui, Juliana 譚璟珮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 22 April 2014 | 17 October 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 22 April 2014 | 17 October 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 22 April 2014 | 17 October 2023 |
| UBS Securities Hong Kong Limited | RE | 6 | 13 August 2012 | 22 October 2012 |