SFC Licences of CHAN Man Sze 陳敏思

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 RO 9 28 January 2021
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 RO 4 28 January 2021
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 RO 1 28 January 2021
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 RE 9 07 January 2021 28 January 2021
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 RE 4 07 January 2021 28 January 2021
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 RE 1 07 January 2021 28 January 2021
Tongfang Securities Limited 同方證券有限公司 RE 9 25 July 2019 03 January 2021
Tongfang Securities Limited 同方證券有限公司 RE 1 25 July 2019 03 January 2021
Fulbright Securities Limited 富昌證券有限公司 RE 4 27 November 2017 22 July 2019
Fulbright Asset Management Limited 富昌資產管理有限公司 RE 9 22 September 2017 22 July 2019
Fulbright Futures Limited 富昌期貨有限公司 RE 2 15 June 2016 22 July 2019
Fulbright Securities Limited 富昌證券有限公司 RE 1 15 June 2016 22 July 2019
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 25 November 2014 06 June 2016
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 14 October 2014 06 June 2016
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 09 April 2014 23 September 2014
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 09 July 2013 27 March 2014
China Tonghai Securities Limited 中國通海證券有限公司 RE 2 31 July 2012 01 June 2013
China Tonghai Securities Limited 中國通海證券有限公司 RE 1 31 July 2012 01 June 2013