SFC Licences of CHAN Ka Ling 陳嘉玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 12 October 2023 | |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 04 November 2015 | 31 January 2017 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 04 November 2015 | 31 January 2017 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 04 November 2015 | 31 January 2017 |
| Franklin Templeton Investments (Asia) Limited | RE | 1 | 19 December 2013 | 02 October 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 31 July 2012 | 14 September 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 31 July 2012 | 14 September 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 31 July 2012 | 14 September 2013 |
| Merrill Lynch Far East Limited | RE | 1 | 31 July 2012 | 14 September 2013 |
| Merrill Lynch Far East Limited | RE | 4 | 31 July 2012 | 14 September 2013 |
| Merrill Lynch Far East Limited | RE | 6 | 31 July 2012 | 14 September 2013 |