SFC licenceholder BAA087 ZHAI Xiaojun 翟曉軍

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 01 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 03 July 2019
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 03 July 2019
UBS Securities Hong Kong Limited RE [6] (Advising on Corporate Finance) 16 October 2018 30 March 2019
UBS Securities Asia Limited RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 03 August 2012 19 September 2018