SFC Licences of CHENG Nan Ying 鄭嵐英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
RO | 9 | 08 June 2020 | 20 November 2020 |
ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
RE | 9 | 08 May 2020 | 08 June 2020 |
Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 |
RO | 4, 9 | 25 May 2018 | 31 January 2020 |
Superactive Financial Group Company Limited 先機金融集團有限公司 |
RE | 4, 6, 9 | 18 January 2018 | 30 March 2018 |
Joincap Capital Limited 中楷資本有限公司 |
RO | 4, 6, 9 | 02 February 2016 | 31 August 2017 |
Joincap Capital Limited 中楷資本有限公司 |
RE | 4, 6, 9 | 15 December 2015 | 02 February 2016 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RE | 4, 6, 9 | 03 September 2012 | 02 December 2015 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RE | 5 | 03 September 2012 | 20 July 2015 |