SFC Licences of CHAU Kong Wai 周港威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pinpoint Asset Management Limited 保銀資產管理有限公司 RE 9 25 April 2022
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 RE 1 01 September 2021 11 April 2022
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 RE 9 03 September 2020 11 April 2022
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 RE 4 03 September 2020 11 April 2022
Atlantis Investment Management Limited 西京投資管理有限公司 RE 9 26 August 2019 05 August 2020
Atlantis Investment Management Limited 西京投資管理有限公司 RE 4 26 August 2019 05 August 2020
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 RE 2 01 August 2017 02 July 2019
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 01 August 2017 02 July 2019
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE 2 18 April 2017 25 June 2017
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 1 18 April 2017 25 June 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 27 November 2014 05 April 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 27 November 2014 05 April 2017
Chief Securities Limited 致富證券有限公司 RE 1 02 August 2012 08 October 2013