SFC Licences of SARWAL Akshat
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 18 October 2018 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 18 October 2018 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 18 October 2018 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 18 October 2018 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 18 October 2018 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 October 2018 | |
| Merrill Lynch Far East Limited | RE | 7 | 19 August 2013 | 16 July 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 August 2012 | 16 July 2018 |
| Merrill Lynch Far East Limited | RE | 1 | 13 August 2012 | 16 July 2018 |
| Merrill Lynch Far East Limited | RE | 2 | 13 August 2012 | 16 July 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 13 August 2012 | 23 September 2013 |