SFC Licences of SHAO Ying 邵瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 26 October 2017 | 24 March 2020 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 12 March 2015 | 05 August 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 06 August 2012 | 13 November 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 August 2012 | 13 November 2014 |