SFC Licences of LIU Quanquan 刘泉泉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 31 March 2015 | |
UBS Securities Hong Kong Limited | RE | 6 | 09 August 2012 | 12 December 2014 |