SFC Licences of TA Xiaoyuan 塔小元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Qube Research & Technologies Hong Kong Limited | RE | 9 | 16 October 2020 | |
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 25 August 2020 | 09 October 2020 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 9 | 16 December 2019 | 31 July 2020 |
| Cloud Investment Group HK Limited | RE | 9 | 30 August 2012 | 09 September 2013 |