SFC Licences of YAU Ching Yee 游靜儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Harmony Wealth Management Limited 匯晉資產管理有限公司 RO 4 06 January 2023
Harmony Wealth Management Limited 匯晉資產管理有限公司 RO 9 06 January 2023
Basis Asset Management Limited 格致資產管理有限公司 RE 9 10 February 2022 29 August 2022
Basis Asset Management Limited 格致資產管理有限公司 RE 4 10 February 2022 29 August 2022