SFC Licences of YAU Ching Yee 游靜儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Harmony Wealth Management Limited 匯晉資產管理有限公司 | RO | 4 | 06 January 2023 | |
Harmony Wealth Management Limited 匯晉資產管理有限公司 | RO | 9 | 06 January 2023 | |
Basis Asset Management Limited 格致資產管理有限公司 | RE | 9 | 10 February 2022 | 29 August 2022 |
Basis Asset Management Limited 格致資產管理有限公司 | RE | 4 | 10 February 2022 | 29 August 2022 |