SFC Licences of CHEN Yue 陳悅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 26 January 2017 | 19 March 2021 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 26 January 2017 | 19 March 2021 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 10 August 2012 | 03 June 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 10 August 2012 | 03 June 2014 |