SFC licenceholder BAB050 GAO Liyun 高麗韞

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 04 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 30 August 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 30 August 2018
R.J. O'Brien & Associates HK Limited RE [2] (Dealing in Futures Contracts) 06 December 2013 26 May 2017
Caitong International Securities Co., Limited 財通國際證券有限公司 RE [4] (Advising on Securities) 08 August 2012 04 July 2013