SFC Licences of GAO Liyun 高麗韞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 16 March 2023 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 30 August 2018 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 30 August 2018 | |
| R.J. O'Brien & Associates HK Limited | RE | 2 | 06 December 2013 | 26 May 2017 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 4 | 08 August 2012 | 04 July 2013 |