SFC licenceholder BAB052 WU Ka Chun 胡嘉俊

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 25 February 2020

Institution Role Licences Start date End date
CEB International Capital Corporation Limited 光銀國際資本有限公司 RO [6] (Advising on Corporate Finance) 28 September 2018
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE [1] (Dealing in Securities) 20 August 2018
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE [6] (Advising on Corporate Finance) 20 August 2018 28 September 2018
Huarong International Capital Limited 華融國際融資有限公司 RO [6] (Advising on Corporate Finance) 10 August 2017 30 July 2018
Huarong International Securities Limited 華融國際證券有限公司 RO [6] (Advising on Corporate Finance) 10 August 2017 22 February 2018
Huarong International Securities Limited 華融國際證券有限公司 RE [1] (Dealing in Securities) 02 June 2017 30 July 2018
Huarong International Capital Limited 華融國際融資有限公司 RE [1] (Dealing in Securities) 02 June 2017 30 July 2018
Huarong International Securities Limited 華融國際證券有限公司 RE [6] (Advising on Corporate Finance) 02 June 2017 10 August 2017
Huarong International Capital Limited 華融國際融資有限公司 RE [6] (Advising on Corporate Finance) 02 June 2017 10 August 2017
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO [6] (Advising on Corporate Finance) 20 July 2016 12 May 2017
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE [1] (Dealing in Securities) 16 April 2015 12 May 2017
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE [6] (Advising on Corporate Finance) 03 March 2015 20 July 2016
Haitong International Capital Limited 海通國際資本有限公司 RE [6] (Advising on Corporate Finance) 28 August 2012 14 February 2015