SFC Licences of WANG Da Qing 王大慶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RO | 1 | 21 October 2020 | |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 04 February 2020 | 21 October 2020 |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 04 February 2020 | |
Global Fortune United (Hong Kong) Limited | RO | 9 | 21 September 2018 | 05 July 2019 |
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 19 November 2012 | 04 August 2017 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 09 August 2012 | 04 August 2017 |