SFC Licences of WU Haoyuan 伍浩元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RE | 10 | 18 February 2020 | |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 17 April 2019 | 04 February 2020 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 17 June 2015 | 12 April 2019 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 06 October 2014 | 23 May 2015 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 15 January 2014 | 23 May 2015 |
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 | RE | 6 | 15 January 2014 | 15 January 2015 |
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 | RE | 1 | 15 January 2014 | 15 January 2015 |
Interactive Brokers LLC 盈透有限公司 | RE | 3 | 22 January 2013 | 01 January 2014 |
Interactive Brokers LLC 盈透有限公司 | RE | 1 | 13 August 2012 | 01 January 2014 |
Interactive Brokers LLC 盈透有限公司 | RE | 2 | 13 August 2012 | 01 January 2014 |