SFC Licences of XU Xiaolan 徐曉嵐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ADV Partners Limited RE 4 19 October 2021
ADV Partners Limited RE 1 17 June 2021
China Vered Securities Limited 中薇證券有限公司 RE 6 21 February 2018 11 May 2018
China Vered Securities Limited 中薇證券有限公司 RE 4 21 February 2018 11 May 2018
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 RE 4 13 July 2016 21 February 2018
China Vered Securities Limited 中薇證券有限公司 RE 1 14 June 2016 11 May 2018
J.P. Morgan Securities (Far East) Limited RE 6 06 August 2014 19 January 2016
J.P. Morgan Securities (Far East) Limited RE 4 06 August 2014 19 January 2016
J.P. Morgan Securities (Far East) Limited RE 1 06 August 2014 19 January 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 14 August 2012 03 June 2014
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 14 August 2012 03 June 2014