SFC Licences of XU Xiaolan 徐曉嵐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ADV Partners Limited | RE | 4 | 19 October 2021 | |
ADV Partners Limited | RE | 1 | 17 June 2021 | |
China Vered Securities Limited 中薇證券有限公司 | RE | 6 | 21 February 2018 | 11 May 2018 |
China Vered Securities Limited 中薇證券有限公司 | RE | 4 | 21 February 2018 | 11 May 2018 |
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 | RE | 4 | 13 July 2016 | 21 February 2018 |
China Vered Securities Limited 中薇證券有限公司 | RE | 1 | 14 June 2016 | 11 May 2018 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 06 August 2014 | 19 January 2016 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 06 August 2014 | 19 January 2016 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 06 August 2014 | 19 January 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 14 August 2012 | 03 June 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 14 August 2012 | 03 June 2014 |