SFC Licences of WU Maximillian Jerome 吳薊楓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 27 September 2013 | 31 March 2022 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 20 August 2012 | 24 January 2013 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 20 August 2012 | 24 January 2013 |