SFC Licences of LAM Kwong Ching 林光政
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 13 July 2021 | 20 May 2022 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 13 July 2021 | 20 May 2022 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 21 August 2012 | 22 September 2012 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 21 August 2012 | 22 September 2012 |