SFC Licences of YAN Jing 嚴靜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 23 July 2021
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 05 July 2021
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 05 July 2021
Yunfeng Securities Limited 雲鋒證券有限公司 RE 4 31 October 2019 14 June 2021
Yunfeng Asset Management Limited 雲鋒資產管理有限公司 RE 9 31 October 2019 14 June 2021
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 9 31 October 2019 14 June 2021
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 4 31 October 2019 14 June 2021
Yunfeng Securities Limited 雲鋒證券有限公司 RE 1 10 October 2017 14 June 2021
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 10 October 2017 14 June 2021
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 17 September 2012 14 September 2017