SFC Licences of YAN Jing 嚴靜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 23 July 2021 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 05 July 2021 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 05 July 2021 | |
Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 4 | 31 October 2019 | 14 June 2021 |
Yunfeng Asset Management Limited 雲鋒資產管理有限公司 | RE | 9 | 31 October 2019 | 14 June 2021 |
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 9 | 31 October 2019 | 14 June 2021 |
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 4 | 31 October 2019 | 14 June 2021 |
Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 1 | 10 October 2017 | 14 June 2021 |
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 10 October 2017 | 14 June 2021 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 17 September 2012 | 14 September 2017 |