SFC Licences of HAN Lidong
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 | RE | 9 | 15 September 2016 | 30 March 2018 |
SC Lowy Financial (HK) Limited | RE | 1 | 13 May 2015 | 01 July 2016 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 31 August 2012 | 21 August 2014 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 31 August 2012 | 21 August 2014 |