SFC Licences of KATSURA Ryosuke
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 16 March 2020 | |
| UBS Securities Asia Limited | RE | 4 | 22 August 2012 | 13 June 2015 |