SFC Licences of TANG Kai Wing 鄧啟榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 4 | 23 December 2022 | |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 20 November 2020 | 03 January 2021 |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 1 | 20 November 2020 | 03 January 2021 |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 29 October 2020 | 03 January 2021 |
Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 4 | 23 March 2017 | 04 October 2020 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 08 December 2014 | 16 January 2015 |
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 14 September 2012 | 30 November 2014 |