SFC Licences of TANG Kai Wing 鄧啟榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hang Seng Investment Services Limited 恒生投資服務有限公司 RE 4 23 December 2022
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 9 20 November 2020 03 January 2021
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 1 20 November 2020 03 January 2021
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 4 29 October 2020 03 January 2021
Hang Seng Investment Services Limited 恒生投資服務有限公司 RE 4 23 March 2017 04 October 2020
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 08 December 2014 16 January 2015
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 RE 1 14 September 2012 30 November 2014