SFC Licences of LU Yang 陸瑒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 9 18 October 2013 31 March 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 18 October 2013 31 March 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 24 August 2012 30 August 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 24 August 2012 30 August 2013