SFC Licences of CAI Siqi 蔡斯琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Alpha Win Capital Limited 中源國際資本有限公司 | RE | 9 | 24 May 2021 | |
Alpha Win Capital Limited 中源國際資本有限公司 | RE | 4 | 22 April 2021 | |
Alpha Win Capital Limited 中源國際資本有限公司 | RE | 1 | 22 April 2021 | |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 06 November 2019 | 26 March 2021 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 06 November 2019 | 26 March 2021 |
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 9 | 16 May 2019 | 11 October 2019 |
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 4 | 03 November 2015 | 11 October 2019 |
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 1 | 05 October 2015 | 11 October 2019 |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 17 September 2014 | 26 September 2015 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 17 September 2014 | 26 September 2015 |
DA International Financial Service Limited 直達國際金融服務有限公司 | RE | 2 | 21 August 2012 | 05 September 2014 |