SFC Licences of CAI Siqi 蔡斯琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Alpha Win Capital Limited 中源國際資本有限公司 RE 9 24 May 2021
Alpha Win Capital Limited 中源國際資本有限公司 RE 4 22 April 2021
Alpha Win Capital Limited 中源國際資本有限公司 RE 1 22 April 2021
CCB International Securities Limited 建銀國際證券有限公司 RE 4 06 November 2019 26 March 2021
CCB International Securities Limited 建銀國際證券有限公司 RE 1 06 November 2019 26 March 2021
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 9 16 May 2019 11 October 2019
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 4 03 November 2015 11 October 2019
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 1 05 October 2015 11 October 2019
Quam Securities Limited 華富建業證券有限公司 RE 2 17 September 2014 26 September 2015
Quam Securities Limited 華富建業證券有限公司 RE 1 17 September 2014 26 September 2015
DA International Financial Service Limited 直達國際金融服務有限公司 RE 2 21 August 2012 05 September 2014