SFC Licences of SHIH Keng-Yu 施畊宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 23 February 2017 | |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 31 August 2012 | 03 October 2013 |